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RECEIVERSHIP OF DIVERSIFIED LENDING GROUP, INC. AND APPLIED EQUITIES, INC.


 

Documents of Interest -- Part 1

The following documents may be of interest. For a complete list of filed documents, refer to the Court’s file.  We will endeavor to post pleadings which we believe to be of interest, but not all pleadings.

03-05-09 -- Litigation Release No. 20926 / March 5, 2009 - U.S. Securities and Exchange Commission

Document Library

NameDescription
Document01--03-04-09 ComplaintComplaint against Defendants Bruce Friedman, et al.
Document01--03-04-09 Ntc of AssignNotice of Assignment
Document01--03-04-09 - Alias SummAlias Summons
Document02--03-04-09 - Ex Parte AppEx Parte Application by SEC for Temporary Restraining Order and Orders
Document03--03-04-09 - Memo of PandAs Memorandum of Points & Authorities in Support of Ex Parte Application by SEC
Document04--03-04-09 - Decl. of N. YamamotoDeclaration of Nina A. Yamamoto in Support of Ex Parte Application by SEC
Document05--03-04-09 - Decl. of M. GrantDeclaration of Melissa Grant in Support of Ex Parte Application by SEC
Document06--03-04-09 - Recommend D. Gill as ReceiverRecommendation That Mr. David A. Gill Be Appointed Receiver
Document09--03-04-09 - TROTemporary Restraining Order and Orders
Document08--03-06-09 - ApplicationApplication for Preliminary Injunction re Orders
Document16--03-10-09 - StipulationStipulation for Issuance of Preliminary Injunction and Other Relief
Document17--03-10-09 - Order of PI Order of Preliminary Injunction and Orders
Document18--03-10-09 - Stip and Order re ConsentStipulation and Order re Consent to Issuance of Preliminary Injunction
Document19--03-10-09 - Proposed OrderStipulation to File Schedule of Assets Under Seal
Document20--03-11-09 - Ntc of Manual FilingNotice of Manual Filing
Document03-13-09 - Status Rpt to InvestorsStatus Report to Investors
Document21--03-11-09 -- Order re Stip to SealOrder by Judge Manuel L. Real, re Stipulation to Seal
Document24--03-20-03 -- Schedule of CreditorsSchedule of Creditors -- Part 1
Document24-2 -- 03-20-09 -- Schedule of CreditorsSchedule of Creditors -- Part 2
Document26--03-23-09 -- Stip for Order re Ltd ReliefStipulation for Order re Limited Relief from Asset Freeze with Respect to Relief Defendant Tina Placourakis
Document27--03-23-09 -- Order by Judge RealOrder by Judge Real re Stipulation for Order
Document28--03-30-09 -- Stip to Amend PIStipulation to Amend Preliminary Injunction
Document29--03-31-09 -- Emerg Ex Parte AppEmergency Ex Parte Application for Ruling on Instructions re Employment of Personal Property Auctioneer
Document30--03-31-09 -- Order Granting AmendOrder Granting Amendment and Clarification of Preliminary Injunction by Judge Real
Document31--03-31-09 -- Amended Order of PIAmended Order of Preliminary Injunction and Orders
Document32--04-02-09 -- Order Authorizing AuctioneersOrder Authorizing Receiver to Employ the Ostrin & Ostrin Company as His Auctioneers
Document33-1--04-07-09 -- StipStipulation for Extension of Time to File Answer to 04/23/2009 filed by Plaintiff Securities and Exchange Commission
Document34-1--04-07-09 Omnibus MotionNotice of Motion & Motion of Receiver for Instructions Re: (1) Notice Procedures; (2) Procedures for the Use, Sale or Other Disposition of Assets; (3) Employment of Legal Counsel; (4) Payment of Priority Wage Claims; Memorandum of Points and Authorities; and Declaration of David A. Gill in Support Thereof
Document34-2--04-07-09 -- Exhibits Part 1Omnibus Motion Exhibits -- Part 1
Document34-3--04-07-09 Omnibus Motion Exhibits Part 2Omnibus Motion Exhibits -- Part 2
Document36--04-10-09 - Mot for Release of FundsNotice of Motion and Motion for Release of Funds for Limited Lifting of Asset Freeze; Memorandum of Points and Authorities; Declarations of Bruce Friedman and Richard E. Drooyan
DocumentDoc 43-1 Ex Parte App of ReceiverFirst Ex Parte Application to Shorten Time for Hearing for Notice on Motion For Approval of Sale of 174 Upper Mountain Avenue, Montclair, NJ; and (2) Payment of Brokers Commission; (B) Limited Notice on Sale Motion; Declarations of David A. Gill and Kathy Bazoian Phelps in Support Thereof
DocumentDoc 43-2 Exhibit to Ex Parte AppExhibit to Ex Parte Application -- #1
DocumentDoc 43-3 Exhibits to Doc 43Exhibit to Ex Parte Application -- #2
DocumentDoc 43-4 Exhibits to Doc 43Exhibit to Ex Parte Application -- #3
DocumentDoc 43-5 Exhibits to Doc 43Exhibit to Ex Parte Application -- #4
DocumentDoc 44 - Order Authorizing Shortened TimeOrder Authorizing (A) Shortened Time for Notice on Motion for Approval of: (1) Sale of 174 Upper Mountain Avenue, Montclair, N.J.; and (2) Payment of Brokers' Commission; and (B) Limited Notice on Sale Motion
DocumentDoc 46--Motion of ReceiverMotion of Receiver for Approval of (1) Sale of 174 Upper Mountain Avenue, Montclair, N.J.; and (2) Payment of Brokers' Commission; Memorandum of Points and Authorities; and Declaration of David A. Gill in Support Thereof
DocumentDoc 46-2 -- Exhibits to Motion - 1Exhibits to Motion of Receiver -- #1
DocumentDoc 46-3 -- Exhibits to Motion - 2Exhibits to Motion of Receiver -- #2
DocumentDoc 47 - Ntc of HearingNotice of Hearing on Motion of Receiver for Approval of: (1) Sale of 174 Upper Mountain Avenue, Montclair, N.J.; and (2) Payment of Brokers' Commission
DocumentDoc 49 - Order Granting Mot of ReceiverOrder by Judge Manuel L. Real Granting Motion of Receiver for Instructions re: (1) Notice Procedures; (2) Procedures for the Use, Sale or Other Disposition of Assets; (3) Employment of Legal Counsel, Accountants, Appraisers, Auctioneers and Brokers; and (4) Payment of Priority Wage Claims
DocumentDoc 60 -- Order Granting Approval of SaleOrder by Judge Manuel L. Real Granting Motion of Receiver for Approval of: (1) Sale of 174 Upper Mountain Avenue, Montclair New Jersey; and (2) Payment of Brokers' Commission
DocumentDoc 66 Ntc of Mot InsNotice of Motion of Receiver for Modification of Preliminary Injunction; (1) To Permit Release of Secured Funds From Jackson National Life Insurance Company and American National Insurance Company; (2) To Permit Release of Secured Funds From Other Institutions
DocumentDoc 68 Ins Mot1Motion of Receiver for Modification of Preliminary Injunction; (1) To Permit Release of Secured Funds From Jackson National Life Insurance Company and American National Insurance Company; (2) To Permit Release of Secured Funds From Other Institutions; Memorandum of Points and Authorities; and Declaration of David A. Gill in Support Thereof -- Part 1
DocumentDoc 68-2 Ins Mot2Motion of Receiver for Modification of Preliminary Injunction; (1) To Permit Release of Secured Funds From Jackson National Life Insurance Company and American National Insurance Company; (2) To Permit Release of Secured Funds From Other Institutions; Memorandum of Points and Authorities; and Declaration of David A. Gill in Support Thereof -- Part 2
DocumentDoc 67 Ntc and Mot Malibu SaleNotice of Motion and Motion for Approval of: (1) Sale of 31610 Broad Beach Road, Malibu, California, Free and Clear of Liens, Claims and Encumbrances; and (2) Payment of Brokers' Commissions, Undisputed Liens and Costs Through Escrow; Memorandum of Points and Authorities; Declaration of David A. Gill in Support Thereof
DocumentDoc 67-2 Ntc and Mot Malibu SaleExhibits to Motion of Receiver -- #1
DocumentDoc 67-3 Ntc and Mot Malibu SaleExhibits to Motion of Receiver -- #2
DocumentDoc 67-4 Ntc and Mot Malibu SaleExhibits to Motion of Receiver -- #3
DocumentDoc 85 -- Order Granting Approval of Sale -- 31610Order by Judge Manuel L. Real Granting Motion of Receiver for Approval of: (1) Sale of 31610 Broad Beach Road, Malibu, California, Free and Clear of Liens, Claims and Encombrances; and (2) Payment of Brokers' Commissions, Undisputed Liens and Costs Through Escrow
DocumentDoc 86 -- Order Granting Jackson Natl MotOrder by Judge Manuel L. Real Granting Motion of Receiver for Modification of Preliminary Injunction; (1) To Permit Release of Secured Funds from Jackson National Life Insurance Company and American National Insurance Company; (2) To Permit Release of Secured Funds from Other Institutions
DocumentDoc 87 -- Rec Sec RptReceiver's Second Report; Declarations of David A. Gill and David W. Callaghan
DocumentDoc 87-2 -- Rec Sec Rpt2Exhibits to Receiver's Second Report -- #1
DocumentDoc 87-3 -- Rec Sec Rpt3Exhibits to Receiver's Second Report -- #2
DocumentDoc 87-4 -- Rec Sec Rpt4Exhibits to Receiver's Second Report -- #3
DocumentDoc 87-5 -- Rec Sec Rpt5Exhibits to Receiver's Second Report -- #4
DocumentDoc 87-6 -- Rec Sec Rpt6Exhibits to Receiver's Second Report -- #5
DocumentDoc 88Consent of Defendant Bruce Friedman to Judgment of Permanent Injunction and Other Relief
DocumentDoc 89Judgment of Permanent Injunction and Other Relief Against Defendant Bruce Friedman
DocumentDoc 90Response of Defendant Bruce Friedman to Receiver's Second Report; Declaration of Bruce Friedman
DocumentDoc 91 - Rec First AcctReceiver's First Account and Request for Approval of Professional Fees and Expenses; Declarations of David A. Gill; Kathy Bazoian Phelps; David W. Callaghan; Jack Zakim; Stephen L. Raucher; Peter N. Carlino; and G. Kirkland Hardymon
DocumentDoc 91-2Exhibits to Receiver's First Account -- #1
DocumentDoc 91-3Exhibits to Receiver's First Account -- #2
DocumentDoc 91-4Exhibits to Receiver's First Account -- #3
DocumentDoc 91-5Exhibits to Receiver's First Account -- #4
DocumentDoc 91-6Exhibits to Receiver's First Account -- #5
DocumentDoc 91-7Exhibits to Receiver's First Account -- #6
DocumentDoc 91-8Exhibits to Receiver's First Account -- #7
DocumentDoc 91-9Exhibits to Receiver's First Account -- #8
DocumentDoc 91-10Exhibits to Receiver's First Account -- #9
DocumentDoc 91-11Exhibits to Receiver's First Account -- #10
DocumentDoc 91-12Exhibits to Receiver's First Account -- #11
DocumentDoc 91-13Exhibits to Receiver's First Account -- #12
DocumentDoc 91-14Exhibits to Receiver's First Account -- #13
DocumentDoc 91-15Exhibits to Receiver's First Account -- #14
DocumentDoc 91-16Exhibits to Receiver's First Account -- #15
DocumentDoc 91-17Exhibits to Receiver's First Account -- #16
DocumentDoc 91-18Exhibits to Receiver's First Account -- #17
DocumentDoc 91-19Exhibits to Receiver's First Account -- #18
DocumentDoc 91-20Exhibits to Receiver's First Account -- #19
DocumentDoc 91-21Exhibits to Receiver's First Account -- #20
DocumentDoc 91-22Exhibits to Receiver's First Account -- #21
DocumentDoc 91-23Exhibits to Receiver's First Account -- #22
DocumentDoc 91-24Exhibits to Receiver's First Account -- #23
DocumentDoc 91-25Exhibits to Receiver's First Account -- #24
DocumentDoc 91-26Exhibits to Receiver's First Account -- #25
DocumentDoc 91-27Exhibits to Receiver's First Account -- #26
DocumentDoc 91-28Exhibits to Receiver's First Account -- #27
DocumentDoc 91-29Exhibits to Receiver's First Account -- #28
DocumentDoc 91-30Exhibits to Receiver's First Account -- #29
DocumentDoc 91-31Exhibits to Receiver's First Account -- #30
DocumentDoc 91-32Exhibits to Receiver's First Account -- #31
DocumentDoc 91-33Exhibits to Receiver's First Account -- #32
DocumentDoc 91-34Exhibits to Receiver's First Account -- #33
DocumentDoc 91-35Exhibits to Receiver's First Account -- #34
DocumentDoc 91-36Exhibits to Receiver's First Account -- #35
DocumentDoc 91-37Exhibits to Receiver's First Account -- #36
DocumentDoc 92Request for Judicial Notice Re Receiver's First Account and Request for Approval of Professional Fees and Expenses
DocumentDoc 92-2Exhibit #1
DocumentDoc 92-3Exhibit #2
DocumentDoc 92-4Exhibit #3
DocumentDoc 92-5Exhibit #4
DocumentDoc 95Notice of Receiver's Account and Request for Approval of Professional Fees and Expenses
DocumentDoc 96Receiver's Notice of Motion and Motion to Approve Settlement Agreement Between Receiver, Diane Dubois Kovats, Kevin McConnell and Susanne Zugsmith Individually and as Trustees of Kevin W. McConnell and Susanne Zugsmith Family Trust; Declaration of David A. Gill
DocumentDoc 97Receiver's Reply to Response of Defendant Bruce Friedman to Receiver's Second Report
DocumentDoc 98Minute Order by Judge Manuel L. Real
DocumentDoc 99Minutes of Hearing on Receiver's Second Report held before Judge Manuel L. Real
DocumentDoc 100Receiver's Motion to Approve Agreement Between Receiver and Distinctive Projects Company, Inc. (Brown Field); Declaration of David A. Gill
DocumentDoc 101Request for Judicial Notice in Support of Receiver's Motion to Approve Agreement Between Receiver and Distinctive Projects Company, Inc. (Brown Field)
DocumentDoc 102Receiver's Reply to Response of the Zieglers to Receiver's Motion to Approve Settlement with Diane Dubois
DocumentDoc 103Notice by Receiver of Objection by Dean E. Ziegler and Betty L. Ziegler to Settlement with Diane Dubois
DocumentDoc 104Notice of Errata Re: Receiver's Motion to Approve Agreement Between Receiver and Distinctive Projects Company, Inc. (Brown Field) Correct hearing date is October 5, 2009
DocumentDoc 110Notice of Document Discrepancies and Order by Judge Manuel L. Real
DocumentDoc 111Notice of Non-Opposition to Receiver's First Account and Request for Professional Fees and Expenses
DocumentDoc 117 -- K Ivie Ex Parte AppReceiver's Ex Parte Application for Order to Show Cause re Kraig S. Ivie, Sean P. Fitzgerald, Esq., and Heather A. Bell, Esq. to be Held in Contempt of Prior Court Order Entered March 30, 2009
DocumentDoc 120 -- K Ivie OSC Entered OrderOrder to Show Cause why Kraig S. Ivie, Sean P. Fitzgerald, Esq., and Heather A. Bell, Esq., Should not be Held in Contempt and Assessed Sanctions for Failure to Obey Order Entered March 30, 2009
DocumentDoc 129 pt1Response and Brief in Opposition to Receiver's Ex Parte Application for Order to Show Cause re Kraig S. Ivie, Sean P. Fitzgerald, Esq., and Heather A. Bell, Esq. to be held in Contempt of Prior Court Order Entered March 30, 2009
DocumentDoc 129 pt2Response and Brief in Opposition to Receiver's Ex Parte Application ... -- Part 2
DocumentDoc 129 pt3Response and Brief in Opposition to Receiver's Ex Parte Application ... -- Part 3
DocumentDoc 142Receiver's Reply to Response to Order to Show Cause Why Kraig S. Ivie, Sean P. Fitzgerald, Esq., and Heather A. Bell, Esq., Should not be held in Contempt and Assessed Sanctions for Failure to Obey Order Entered March 31, 2009
DocumentDoc 143Request for Judicial Notice in Support of Receiver's Reply to Order to Show Cause Why Kraig S. Ivie, Sean P. Fitzgerald, Esq., and Heather A. Bell, Esq., Should not be Held in Contempt and Assessed Sanctions for Failure to Obey Order Entered March 31, 2009
DocumentDoc 149Plaintiff Securities and Exchange Commission's Statement re Receiver's First Interim Fee Application
DocumentDoc 150Notice of Proposed Employment of Miles & Stockbridge P.C. as Special Maryland Counsel
DocumentDoc 161Order: (1) Approving Agreement to Assign (Sell) Membership Units in 55 Edgemere Avenue, LLC; and (2) for Authority to Sell Interest Free and Clear of Liens, Claims, and Encumbrances
DocumentDoc 172Order re Ex Parte Application to Approve Settlement Agreement Between Receiver and Robert Fields
 
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